License to Conduct Securities Business as a Securities Company
ໃບອະນຸຍາດດຳເນີນທຸລະກິດຄ້າຫຼັກຊັບໃນນາມບໍລິສັດຫຼັກຊັບ
| General information | ||
|---|---|---|
| Type of formality | License | |
| Date of last modification | 02.05.2024 | |
| Responsible Authorities | Lao Securities Commission Office
(021 217770;) |
|
| LSIC | K - Financial and insurance activities | |
| Who should complete this business formality? | ||
| Qualifications needed by the business to get the formality | ||
| Additional Comment | ||
| LEGAL FRAMEWORK | ||||
|---|---|---|---|---|
| Name | Number | Date | Comment | |
| Securities Law (Amendment) | 34/NA | 03.12.2019 | ||
| Decision on Applying for Permission to Conduct Securities Business (Amendment) | 22/LSC | 24.06.2021 | ||
| REQUIRED DOCUMENTS FORMALITIES - First time | ||||
|---|---|---|---|---|
| Name | Comment | |||
| Application Form | ||||
| Enterprise Registration Certificate | ||||
| Certificate of Annual Tax Payment | ||||
| Photo (3x4) | ||||
| Partnership Agreement | ||||
| Company's Regulations | ||||
| List of Shareholders | ||||
| List of the Board of Directors Members, Director, and Manager | ||||
| Financial Statement | ||||
| Business Plan | ||||
| Education Qualification Evidence | ||||
| REQUIRED DOCUMENTS FORMALITIES - Renew | ||||
|---|---|---|---|---|
| Name | Comment | |||
| Mean of presentation | ||
|---|---|---|
| Means of presentation | ||
| Address of authority | Lao Securities Commission Office, Bank of Lao PDR | |
| Processing Time (Day(s)) | 45 | |
| RENEWAL INFORMATION | ||
|---|---|---|
| Does the formality have a validity or an expiration date? | NO | |
| How long will the formality be valid for? (in months) | 0 | |
| What is the process and conditions to renew the formality? | ||
| ISSUING FEES | ||||
|---|---|---|---|---|
| Has application fees? | Service fees | Certificate fees | Application fees | Total fees |
| YES | 0.00 | 20000000.00 | 0.00 | 20000000.00 |
| Comments | ||||
| RENEWAL FEES | ||||
|---|---|---|---|---|
| Has renewal fees? | Service fees | Certificate fees | Renewal fees | Total renewal fees |
| NO | 0.00 | 0.00 | 0.00 | 0.00 |
| Comments | ||||
