Inventory of Business Licenses

General information
Name of formality	Securities Business Professional Certificate - Securities Issuance Guarantee
Type of formality	Certificate
Date of last modification	02.05.2024
Responsible Authorities	Lao Securities Commission Office (021 217770;)
LSIC	K - Financial and insurance activities
Who should complete this business formality?
Qualifications needed by the business to get the formality
Additional Comment

LEGAL FRAMEWORK
Name	Number	Date	Comment
Securities Law (Amendment)	34/NA	03.12.2019
Decision on the Management of Securities Business Professionals (Amendment)	24/LSC	16.07.2021
Decision on Applying for Permission to Conduct Securities Business (Amendment)	22/LSC	24.06.2021

REQUIRED DOCUMENTS FORMALITIES - First time
Name	Type	Comment
Photo (3x4)	Confirmative act
Education Qualification Evidence	Confirmative act
Application Form	Confirmative act
Court Clearence	Confirmative act
Address Certification	Confirmative act
Copy of ID	Confirmative act

REQUIRED DOCUMENTS FORMALITIES - Renew
Name	Type	Comment

 

Mean of presentation
Means of presentation	At the Authority Offices
Address of authority	Lao Securities Commission Office, Bank of Lao PDR
Processing Time (Day(s))	15

 

RENEWAL INFORMATION
Does the formality have a validity or an expiration date?	YES
How long will the formality be valid for? (in months)	24
What is the process and conditions to get the formality?
What is the process and conditions to renew the formality?

 

ISSUING FEES
Has application fees?	Service fees	Certificate fees	Application fees	Total fees
YES	0.00	5000000.00	2000000.00	7000000.00
Comments

 

RENEWAL FEES
Has renewal fees?	Service fees	Certificate fees	Renewal fees	Total renewal fees
YES	0.00	3000000.00	0.00	3000000.00
Comments

   

REQUIRED DOCUMENTS
Document Name	Comment
Photo (3x4)
Education Qualification Evidence
Application Form
Court Clearence
Address Certification
Copy of ID

 

STATISTICS (Issue or/and renewed number)
Year	Issued	Renewed
2017
2016