Download

Professional Securities Business Certificate: Financial Advisor Specialization with Focus on Organizational Structure Improvement, Administrative Management, and Financial Operations

ໃບຢັ້ງຢືນນັກວິຊາຊີບທຸລະກິດຫຼັກຊັບ ປະເພດ ທີ່ປຶກສາທາງດ້ານການເງິນ ເປັນຕົ້ນ ການປັບປຸງໂຄງສ້າງດ້ານການຈັດຕັ້ງ, ການຄຸ້ມຄອງບໍລິຫານ, ການເງິນ ແລະ ການດຳເນີນທຸລະກິດ

General information
Name of formality Professional Securities Business Certificate: Financial Advisor Specialization with Focus on Organizational Structure Improvement, Administrative Management, and Financial Operations
Type of formality Certificate
Date of last modification 03.05.2024
Responsible Authorities Lao Securities Commission Office
(021 217770;)
LSIC K - Financial and insurance activities
Who should complete this business formality?

                                                    
Qualifications needed by the business to get the formality

                                                    
Additional Comment

                                                    

LEGAL FRAMEWORK
Name Number Date Comment
Securities Law (Amendment) 34/NA 03.12.2019
Decision on Applying for Permission to Conduct Securities Business (Amendment) 22/LSC 24.06.2021
Decision on the Management of Securities Business Professionals (Amendment) 24/LSC 16.07.2021

REQUIRED DOCUMENTS FORMALITIES - First time
Name Type Comment
Application Form Confirmative act
                                                                         
Education Qualification Evidence Confirmative act
                                                                         
Photo (3x4) Confirmative act
                                                                         
Employment Contract Confirmative act
                                                                         
Court Clearence Confirmative act
                                                                         
Address Certification Confirmative act
                                                                         

REQUIRED DOCUMENTS FORMALITIES - Renew
Name Type Comment
Remark Confirmative act
                                                                         
 
Mean of presentation
Means of presentation At the Authority Offices
Address of authority Lao Securities Commission Office, Bank of Lao PDR
Processing Time (Day(s)) 15
 
RENEWAL INFORMATION
Does the formality have a validity or an expiration date? YES
How long will the formality be valid for? (in months) 24
What is the process and conditions to get the formality?
What is the process and conditions to renew the formality?
 
ISSUING FEES
Has application fees? Service fees Certificate fees Application fees Total fees
YES 0.00 5000000.00 2000000.00 7000000.00
Comments

                                                    
 
RENEWAL FEES
Has renewal fees? Service fees Certificate fees Renewal fees Total renewal fees
YES 0.00 3000000.00 0.00 3000000.00
Comments

                                                    
     
 

Partners

         
up
reset WAY cursor WAY contrast WAY Font size WAY Black and White WAY Links WAY